SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment 5)*
Dell Technologies Inc.
(Name of Issuer)
Class V Common Stock, par value $0.01 per share
(Title of Class of Securities)
24703L103
(CUSIP Number)
Andrew Langham
Icahn Capital LP
767 Fifth Avenue, 47th Floor
New York, New York 10153
(212) 702-4300
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
December 28, 2018
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
Item 1. Security and Issuer
This statement constitutes Amendment No. 5 to the Schedule 13D relating to the shares of Class V Common Stock, par value $0.01 per share (“Shares”), issued by Dell Technologies Inc. (the “Issuer”), and hereby amends the Schedule 13D filed with the Securities and Exchange Commission on October 15, 2018, as previously amended (the “Schedule 13D”), to furnish the additional information set forth herein. All capitalized terms contained herein but not otherwise defined shall have the meanings ascribed to such terms in the Schedule 13D.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby amended by the addition of the following:
As previously disclosed by the Issuer, on July 1, 2018, the Issuer entered into that certain Agreement and Plan of Merger (as amended, the “Merger Agreement”) with Teton Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of the Issuer (“Merger Sub”).
On December 28, 2018, the transactions contemplated by the Merger Agreement were consummated, including the merger of Merger Sub with and into the Issuer, with the Issuer continuing as the surviving corporation (the “Merger”). As a result of the Merger, each issued and outstanding Share held by the Reporting Persons was cancelled and converted into the right to receive Merger Consideration (as defined in the Merger Agreement). As a result of the foregoing and as of the effective time of the Merger, the Reporting Persons no longer beneficially own any Shares.
Item 5. Interest in Securities of the Issuer
Items 5(a), (b) and (e) of the Schedule 13D are hereby amended by replacing them in their entirety with the following:
(a) As of the date hereof and as a result of the Merger, the Reporting Persons do not beneficially own any Shares.
(b) As of the date hereof and as a result of the Merger, the Reporting Persons do not beneficially own any Shares.
(e) As of the date hereof and as a result of the Merger, the Reporting Persons do not beneficially own any Shares.
SIGNATURE
After reasonable inquiry and to the best of each of the undersigned knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: December 31, 2018
ICAHN PARTNERS MASTER FUND LP
ICAHN OFFSHORE LP
ICAHN PARTNERS LP
ICAHN ONSHORE LP
BECKTON CORP.
HOPPER INVESTMENTS LLC
BARBERRY CORP.
HIGH RIVER LIMITED PARTNERSHIP
| By: Hopper Investments LLC, general partner | ||
| By: Barberry Corp. | ||
| By: | /s/ Edward E. Mattner | |
| Name: Edward E. Mattner | ||
| Title: Authorized Signatory | ||
ICAHN CAPITAL LP
By: IPH GP LLC, its general partner
By: Icahn Enterprises Holdings L.P., its sole member
By: Icahn Enterprises G.P. Inc., its general partner
IPH GP LLC
By: Icahn Enterprises Holdings L.P., its sole member
By: Icahn Enterprises G.P. Inc., its general partner
ICAHN ENTERPRISES HOLDINGS L.P.
By: Icahn Enterprises G.P. Inc., its general partner
ICAHN ENTERPRISES G.P. INC.
| By: | /s/ SungHwan Cho | |
| Name: SungHwan Cho | ||
| Title: Chief Financial Officer |
/s/ Carl C. Icahn
CARL C. ICAHN
[Signature Page of Schedule 13D/A No. 5 – Dell Technologies Inc.]